-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ADbnszJTpm4zi+YWY2NLEU+DmqgnDhgwJk+aRQCdKcdLC4ku9gAkHWM/B4nEtgCx BlQw56/mguZWGk7tRy78fg== 0001362310-09-002294.txt : 20090217 0001362310-09-002294.hdr.sgml : 20090216 20090217163808 ACCESSION NUMBER: 0001362310-09-002294 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090217 DATE AS OF CHANGE: 20090217 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Biodel Inc CENTRAL INDEX KEY: 0001322505 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-83386 FILM NUMBER: 09614557 BUSINESS ADDRESS: STREET 1: 100 SAW MILL ROAD CITY: DANBURY STATE: CT ZIP: 06810 BUSINESS PHONE: 203-796-5000 MAIL ADDRESS: STREET 1: 100 SAW MILL ROAD CITY: DANBURY STATE: CT ZIP: 06810 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Poco Bay Co CENTRAL INDEX KEY: 0001456416 IRS NUMBER: 731325926 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O NORTH BAY ASSOCIATES STREET 2: 14000 QUAIL SPRINGS PARKWAY, SUITE 2200 CITY: OKLAHOMA CITY STATE: OK ZIP: 73134 BUSINESS PHONE: 405-936-6220 EXT.220 MAIL ADDRESS: STREET 1: C/O NORTH BAY ASSOCIATES STREET 2: 14000 QUAIL SPRINGS PARKWAY, SUITE 2200 CITY: OKLAHOMA CITY STATE: OK ZIP: 73134 SC 13G 1 c81114sc13g.htm SC 13G Filed by Bowne Pure Compliance
     
 
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No.    )*

Biodel Inc.
(Name of Issuer)
Common Stock, $0.01 par value per share
(Title of Class of Securities)
09064M105
(CUSIP Number)
December 18, 2008
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     þ Rule 13d-1(c)

     o Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 


 

                     
CUSIP No.
 
09064M105 

 

           
1   NAMES OF REPORTING PERSONS
Poco Bay Company
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   1,724,041
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   -0-
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   1,724,041
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    -0-
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  1,724,041
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  7.28%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  PN

Page 2 of 7 Pages


 

                     
CUSIP No.
 
09064M105 
Item 1.
(a)   Name of Issuer:
 
    Biodel Inc.
 
(b)   Address of Issuer’s Principal Executive Offices:
 
  100 Saw Mill Road
Danbury, Connecticut 06810
Item 2.
(a)   Name of Person Filing:
 
    Poco Bay Company, a Delaware general partnership (“Poco Bay”) is filing this Schedule 13G.
 
    The following Poco Bay partners are participating in Poco Bay’s investment in the Issuer’s Shares (as defined in Item 2(d)):
 
    Leslie J. Schreyer, as Trustee under Trust Agreement dated December 23, 1989 FBO the issue of Richard S. Sackler, M.D.;
 
    Richard S. Sackler, M.D.;
 
    Leslie J. Schreyer and Alex Troy, as Trustees of the Beth B. Sackler Trust dated December 27, 2001;
 
    GGM Company, a Delaware general partnership;
 
    RGT Two LLC, a Delaware limited liability company;
 
    Richard S. Sackler, M.D. and Beth B. Sackler, as Trustees under Trust Agreement dated March 8, 1990 FBO Marianna R. Sackler;
 
    Richard S. Sackler, M.D. and Beth B. Sackler, as Trustees under Trust Agreement dated March 8, 1990 FBO Rebecca K. Sackler;
 
    Marianna R. Sackler; and
 
    Rebecca K. Sackler.
 
    The partners of Poco Bay have designated Stephen A. Ives as the manager of Poco Bay with the power to make all decisions with respect to the operations of Poco Bay. Mr. Ives does not own any shares of the Issuer.
 
    Richard S. Sackler, M.D., a partner of Poco Bay, is the direct beneficial owner of 243,038 additional Shares as of December 31, 2008. Dr. Sackler is the husband of

 

Page 3 of 7 Pages


 

                     
CUSIP No.
 
09064M105 
    Beth B. Sackler and the father of David A. Sackler, Marianna R. Sackler and Rebecca K. Sackler.
 
    Reference is made to the Schedules 13D and 13G filed by Moab Capital Partners, LLC (“Moab LLC”), Moab Partners, L.P. (“Moab L.P.”) and David A. Sackler with respect to the Issuer. David A. Sackler is a beneficiary or a contingent beneficiary of certain of the trusts identified above. Moab LLC is Poco Bay’s investment advisor and provided Poco Bay with non-discretionary investment advice with respect to Poco Bay’s investment in the Issuer’s Shares.
 
    The filing of this Schedule 13G by Poco Bay is not an admission by Poco Bay that Poco Bay, Moab LLC, Moab L.P., Richard S. Sackler, M.D. and David A. Sackler constitute a “group” for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, or Rule 13d-5 thereunder. Poco Bay disclaims beneficial ownership of any securities owned by Moab LLC, Moab L.P., Richard S. Sackler, M.D. or David A. Sackler.
 
(b)   Address of Principal Business Office or, if none, Residence:
 
    c/o North Bay Associates
14000 Quail Springs Parkway
Suite 2200
Oklahoma City, OK 73134
 
(c)   Citizenship:
 
    Delaware general partnership
 
(d)   Title of Class of Securities:
 
    Common Stock, $0.01 par value per share (“Shares”)
 
(e)   CUSIP Number:
 
    09064M105
Item 3.   If this statement is filed pursuant to Sections 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
  (a)  
¨    Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);
 
  (b)   ¨    Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
 
  (c)   ¨    Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
 
  (d)  
¨    Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

 

Page 4 of 7 Pages


 

                     
CUSIP No.
 
09064M105 
 
  (e)   ¨    An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
 
  (f)   ¨    An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
 
  (g)   ¨    A parent holding company or control person in accordance with § 240.13d-1(b)(ii)(G);
 
  (h)   ¨    A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
  (i)  
¨    A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 
  (j)   ¨    A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
 
  (k)   ¨    Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
      If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:                                                                          
      Not applicable
Item 4.   Ownership.
      Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
  (a)   Amount Beneficially Owned
 
      As of the date hereof, Poco Bay is the beneficial owner of 1,724,041 Shares.
 
  (b)   Percent of class:
 
      7.28%
 
  (c)   Number of shares as to which the person has:
  (i)   Sole power to vote or to direct the vote:
 
      Poco Bay has the sole power to vote or to direct the vote of the 1,724,041 Shares owned by it.*
 
    * By virtue of his status as manager of Poco Bay, Stephen A. Ives on behalf of Poco Bay has the power to vote or direct the vote of the 1,724,041 Shares owned by Poco Bay.
 
  (ii)   Shared power to vote or to direct the vote:
 
    0

 

Page 5 of 7 Pages


 

                     
CUSIP No.
 
09064M105 
  (iii)   Sole power to dispose or to direct the disposition of:
 
      Poco Bay has the sole power to dispose or direct the disposition of the 1,724,041 Shares owned by it.*
 
    *By virtue of his status as manager of Poco Bay, Stephen A. Ives on behalf of Poco Bay has the power to dispose or direct the disposition of the 1,724,041 Shares owned by Poco Bay.
 
  (iv)   Shared power to dispose or to direct the disposition of:
 
    0
Item 5.   Ownership of Five Percent or Less of a Class.
  Not applicable
Item 6.   Ownership of More than Five Percent on Behalf of Another Person.
  Not applicable
Item 7.   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
  Not applicable
Item 8.   Identification and Classification of Members of the Group.
  Not applicable
Item 9.   Notice of Dissolution of Group.
  Not applicable
Item 10.   Certifications.
  By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

Page 6 of 7 Pages


 

Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 13, 2009
         
  POCO BAY COMPANY
 
 
  By:   /s/ Stephen A. Ives    
    Name:   Stephen A. Ives   
    Title:   Manager   
 

 

Page 7 of 7 Pages

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